After a guilty verdict or plea, the case moves to sentencing. If the defendant believes errors occurred during trial, the appeals process offers an avenue for review.
Sentencing
The judge imposes a sentence based on:
Statutory guidelines — legislatures set minimum and maximum penalties for each offense
Federal Sentencing Guidelines — advisory guidelines that consider the severity of the offense and the defendant's criminal history
Presentence investigation report (PSI) — prepared by a probation officer, detailing the defendant's background and circumstances
Common types of sentences include:
Incarceration — federal or state prison for felonies; county jail for misdemeanors
Probation — supervised release with conditions (drug testing, community service, curfew)
Fines and restitution — monetary penalties or compensation to victims
Community service
Suspended sentence — prison time that is deferred as long as the defendant complies with conditions
Mandatory Minimums
For certain offenses (particularly drug crimes), legislatures have set mandatory minimum sentences that remove judicial discretion. Critics argue these lead to disproportionate punishment; supporters say they ensure consistency.
The Appeals Process
A convicted defendant may appeal to a higher court, arguing that legal errors affected the outcome. Key principles:
Appeals courts review questions of law, not questions of fact
The defendant must show the error was prejudicial (affected the verdict)
Common grounds for appeal include improper jury instructions, admission of illegally obtained evidence, and prosecutorial misconduct
The appellate court may affirm the conviction, reverse it, or remand (send back) for a new trial
Post-Conviction Relief
Beyond direct appeals, defendants may seek:
Habeas corpus petitions — challenging the legality of detention
Motions for new trial based on newly discovered evidence
Sentence modification or clemency from the governor or President
Quiz: Sentencing and Appeals
Question 1 of 3
What document does a probation officer prepare before sentencing?